Our Approach

My office was established to provide ongoing professional advice to investors while helping them pursue their individual investment objectives. I am able to do this by offering objective financial advice on a fee basis. This method of compensation allows me to adjust your investment portfolio without requiring you to pay commissions.*

Working on a fee basis allows me to:

• Customize an investment portfolio that seeks to help you realize your short- and long-term investment goals.
• Provide simplified performance reporting, making it easy for you to monitor your account.
• Support you with ongoing professional advice, timely information about your account and updates on the world’s financial markets.
• Manage your portfolio and make investment changes without commissions* as your objectives or the economic climate changes.

If you would like any further information about fee-based asset management or other areas of investing, please do not hesitate to contact me.

* Nominal transaction charges may apply.

• Managed asset plans - for professional fee-based portfolio management through LPL Financial
• Investment portfolio analysis - to keep you informed of how your investments are performing, and to make adjustments as needed
• Estate planning - for preservation of wealth from generation to generation
• Strategic Asset Management (SAM) - providing you with fee-based asset management through LPL Financial, a Registered Investment Adviser. Access to mutual funds, as well as individual stocks and bonds.

Email: david.bowen@lpl.com